SEC Form 4 · accession 0001404930-18-000060
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Szymanczyk
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 18,175 | D | ||
| Common StockF2 | holding | — | — | — | 23,943 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | — | Oct 1, 2018 | A | 1,069 | A | — | — | Common Stock | 1,069 | 3,258 | D |
Explanation of responses
- F1Between July 2, 2018 and October 3, 2018, the Reporting Person acquired 35 shares of DRE common stock through dividend reinvestment.
- F2Securities held by Szymanczyk Family Joint Trust in which the Reporting Person is the grantor.
- F3Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. Between July 2, 2018 and October 3, 2018 the Reporting Person acquired 15 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.