SEC Form 4 · accession 0001404930-18-000052
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Szymanczyk
Director
Period of report
Jul 1, 2018
Accepted (ET)
Jul 2, 2018 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 18,140 | D | ||
| Common StockF2,F3 | holding | — | — | — | 23,943 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4 | — | Jul 1, 2018 | A | 1,033 | A | — | — | Common Stock | 1,033 | 2,174 | D |
Explanation of responses
- F1Between April 3, 2018 and July 2, 2018, the Reporting Person acquired 35 shares of DRE common stock through dividend reinvestment.
- F2Reflects reduction of directly owned shares by 3,943 shares moved to increase indirectly owned shares in Szymanczyk Trust.
- F3Securities held by Szymanczyk Family Joint Trust in which the Reporting Person is the grantor.
- F4Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. Between April 3, 2018 and July 2, 2018 the Reporting Person acquired 8 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.