SEC Form 4 · accession 0001404930-18-000039
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Szymanczyk
Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 22,048 | D | ||
| Common StockF2 | holding | — | — | — | 20,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | — | Apr 1, 2018 | A | 1,133 | A | — | — | Common Stock | 1,133 | 1,133 | D |
Explanation of responses
- F1Between February 13, 2018 and April 3, 2018, the Reporting Person acquired 40 shares of DRE common stock through dividend reinvestment.
- F2Securities held by Szymanczyk Family Joint Trust in which the Reporting Person is the grantor.
- F3Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.