SEC Form 4 · accession 0001404930-17-000002
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Cavanaugh III
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,184 | D | ||
| Common Stock | holding | — | — | — | 43,021 | I | by Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | Jan 3, 2017 | A | 1,082 | A | — | — | Common Stock | 1,082 | 108,358 | D |
Explanation of responses
- F1Between October 4, 2016 and January 5, 2017, the Reporting Person acquired 36 shares of DRE common stock through dividend reinvestment.
- F2Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. Between October 4, 2016 and January 5, 2017, the Reporting Person acquired 796 shares of DRE common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.