SEC Form 4 · accession 0001404930-16-000109
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Eitel
Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 28, 2016 | S | 3,575 | $25.94 | D | 0 | I | By Trust |
| Common StockF1 | holding | — | — | — | 5,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 41,486 | 41,486 | D |
Explanation of responses
- F1Between February 26, 2016 and June 30, 2016, the Reporting Person acquired 76 shares of DRE common stock through dividend reinvestment.
- F2Securities held by the Charles Roy Eitel Revocable Trust in which the Reporting Person is the grantor.
- F3Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. Between February 26, 2016 and June 30, 2016, the Reporting Person acquired 668 shares of DRE common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.