SEC Form 4 · accession 0001404930-16-000079
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Eitel
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2016 | A | 4,661 | $0.00 | A | 8,604 | D | |
| Common StockF3 | holding | — | — | — | 3,575 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 40,818 | 40,818 | D |
Explanation of responses
- F1Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.
- F2Between March 2, 2015 and February 12, 2016, the Reporting Person acquired 171 shares of DRE common stock through dividend reinvestment.
- F3Securities held by the Charles Roy Eitel Revocable Trust in which the Reporting Person is the grantor.
- F4Represents phantom stock units accrued under the Directors' Deferred Compensation Plan of Duke Realty Corporation. Between March 2, 2015 and February 12, 2016, the Reporting Person acquired 1,773 shares of common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and stock upon the Reporting Person's termination as a director of the Issuer.