SEC Form 4 · accession 0001404930-15-000058
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis D Oklak
Officer — Chairman and CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | G | 4,000 | $0.00 | D | 379,790 | D | |
| Common Stock | holding | — | — | — | 465 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF1 | $34.13 | holding | — | — | — | — | Feb 10, 2016 | Common Stock | 106,015 | 106,015 | D |
| Employee Stock Options-Right to BuyF2 | $47.88 | holding | — | — | — | — | Feb 10, 2017 | Common Stock | 86,987 | 86,987 | D |
| Employee Stock Options-Right to BuyF3 | $23.34 | holding | — | — | — | — | Feb 10, 2018 | Common Stock | 330,594 | 330,594 | D |
| Phantom Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 382,298 | 382,298 | D |
| Phantom Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 44,208 | 44,208 | D |
Explanation of responses
- F1The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2011.
- F2The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2012.
- F3The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2013.
- F4Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
- F5Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the Reporting Person's termination of employment.