SEC Form 4 · accession 0001404930-15-000028
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis D Oklak
Officer — Chairman and CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2015 | A | 71,664 | $0.00 | A | 547,882 | D | |
| Common StockF2 | Feb 10, 2015 | F | 43,192 | $21.21 | D | 504,690 | D | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse | |
| Common Stock | holding | — | — | — | 80 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3 | $29.7607 | holding | — | — | — | — | Apr 27, 2015 | Common Stock | 33,547 | 33,547 | D |
| Employee Stock Options-Right to BuyF4 | $34.13 | holding | — | — | — | — | Feb 10, 2016 | Common Stock | 106,015 | 106,015 | D |
| Employee Stock Options-Right to BuyF5 | $47.88 | holding | — | — | — | — | Feb 10, 2017 | Common Stock | 86,987 | 86,987 | D |
| Employee Stock Options-Right to BuyF6 | $23.34 | holding | — | — | — | — | Feb 10, 2018 | Common Stock | 330,594 | 330,594 | D |
| Phantom Stock UnitsF7 | — | holding | — | — | — | — | — | Common Stock | 416,602 | 416,602 | D |
| Phantom Stock UnitsF8 | — | holding | — | — | — | — | — | Common Stock | 42,698 | 42,698 | D |
Explanation of responses
- F1Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.
- F2Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934.
- F3The Stock Options vested annually at a rate of 20% per year and were fully vested on 4/27/2010.
- F4The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2011.
- F5The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2012.
- F6The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2013.
- F7Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
- F8Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the Reporting Person's termination of employment.