SEC Form 4 · accession 0001404930-15-000008
DUKE REALTY CORP · DRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B. Connor
Officer — Sr EVP and COO
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 28, 2015 | A | 21,861 | $0.00 | A | 139,620 | D | |
| Common StockF3 | Jan 28, 2015 | F | 7,212 | $22.30 | D | 132,408 | D | |
| Common StockF4 | holding | — | — | — | 9,221 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 12,196 | 12,196 | D |
Explanation of responses
- F1Represents an award of performance share plan units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.
- F2Includes 898 shares of DRE common stock the Reporting Person acquired through dividend reinvestment through January 30, 2015.
- F3Represents shares withheld for taxes upon the vesting of performance share plan units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934.
- F4Between November 21, 2014 and January 30, 2015, the Reporting Person acquired 158 shares of DRE's common stock under the Company's 401(k) plan.
- F5Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between November 21, 2014 and January 30, 2015, the Reporting Person acquired 105 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the termination of employment.