SEC Form 4 · accession 0001225208-19-004335
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan A Hornaday
Officer — EVP, CFO & Treasurer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2019 | F | 11,938 | $3.84 | D | 69,506 | D | |
| Class A Common Stock | Mar 1, 2019 | A | 25,000 | $0.00 | A | 94,506 | D | |
| Class A Common Stock | holding | — | — | — | 1,204 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $3.68 | Mar 1, 2019 | A | 50,000 | A | Mar 1, 2022 | Mar 1, 2029 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding upon the vesting of Executive's 8.1.2015 Restricted Stock Grant.