SEC Form 4 · accession 0001225208-19-001652
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan A Hornaday
Officer — EVP, CFO & Treasurer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 1, 2019 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2019 | M | 5,625 | $1.20 | A | 87,069 | D | |
| Class A Common Stock | Feb 1, 2019 | S | 5,625 | $3.77 | D | 81,444 | D | |
| Class A Common Stock | holding | — | — | — | 1,204 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $1.20 | Feb 1, 2019 | M | 5,625 | D | Mar 2, 2010 | Mar 2, 2019 | Class A Common Stock | 5,625 | 0 | D |