SEC Form 4 · accession 0001225208-17-005359
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Smulyan
Officer — Chairman,CEO · Director · 10% Owner · Other
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To BuyF1 | $2.66 | Mar 1, 2017 | A | 37,500 | A | Mar 1, 2018 | Mar 1, 2027 | Class A Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1One-third of the options vest on this date, another third vest one year thereafter and the final third vest on the third anniversary of the grant date