SEC Form 4 · accession 0001225208-15-016395
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan A Hornaday
Officer — EVP, CFO & Treasurer
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 1, 2015 | A | 100,000 | $0.00 | A | 231,819 | D | |
| Class A Common Stock | holding | — | — | — | 2,606 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $1.41 | Aug 1, 2015 | A | 100,000 | A | Aug 1, 2016 | Aug 1, 2025 | Class A Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The acquisition of Class A Common Stock represents a restricted stock grant that will vest on February 28, 2019.