SEC Form 4 · accession 0001225208-15-011939
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Smulyan
Officer — Chairman and CEO · Director · 10% Owner · Other
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 8, 2015 | A | 36,493 | $0.00 | A | 359,161 | D | |
| Class A Common StockF2 | May 8, 2015 | F | 11,813 | $1.27 | D | 347,348 | D | |
| Class A Common Stock | holding | — | — | — | 8,441 | I | By 401(k) Plan | |
| Class A Common Stock | holding | — | — | — | 11,120 | I | By Trusts for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.
- F2Total number of shares withheld to satisfy tax withholding obligations.