SEC Form 4/A · accession 0001225208-15-010251
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard F Cummings
Officer — Radio Division President
Period of report
Jan 14, 2013
Accepted (ET)
Apr 21, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 14, 2013 | M | 63,255 | $0.295 | A | 248,973 | D | |
| Class A Common Stock | Jan 14, 2013 | S | 63,255 | $1.9128 | D | 185,718 | D | |
| Class A Common Stock | Jan 15, 2013 | M | 24,245 | $0.295 | A | 146,708 | D | |
| Class A Common Stock | Jan 15, 2013 | S | 24,245 | $1.9084 | D | 98,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $0.295 | Jan 14, 2013 | M | 63,255 | D | Mar 2, 2012 | Mar 2, 2019 | Class A Common Stock | 63,255 | 24,245 | D |
| Employee Stock Option Right To Buy | $0.295 | Jan 15, 2013 | M | 24,245 | D | Mar 2, 2012 | Mar 2, 2019 | Class A Common Stock | 24,245 | 0 | D |