SEC Form 5 · accession 0001225208-15-007728
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Scott Enright
Officer — EVP, Gen Counsel & Secretary
Period of report
Feb 28, 2015
Accepted (ET)
Mar 12, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 21, 2014 | M | 16,400 | $0.355 | A | 60,914 | D | |
| Class A Common Stock | Mar 21, 2014 | S | 16,400 | $3.25 | D | 44,514 | D | |
| Class A Common Stock | holding | — | — | — | 3,402 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $0.355 | Mar 21, 2014 | M | 16,400 | D | Feb 29, 2012 | Apr 17, 2019 | Class A Common Stock | 16,400 | 90,000 | D |