SEC Form 4 · accession 0001225208-15-007266
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Cummings
Officer — Radio Division President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 5, 2015 | A | 150,000 | $0.00 | A | 414,754 | D | |
| Class A Common StockF2 | Mar 5, 2015 | F | 19,781 | $2.15 | D | 394,973 | D | |
| Class A Common Stock | holding | — | — | — | 6,429 | I | By 401(k) Plan | |
| Class A Common Stock | holding | — | — | — | 8,260 | I | For the Benefit of Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisition of Class A Common Stock represents a restricted stock grant that will vest in three equal installments on the final day of February 2016, 2017, & 2018.
- F2Shares withheld for taxes upon the vesting of Restricted Stock.