SEC Form 4/A · accession 0001225208-15-005233
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey H Smulyan
Officer — Chairman and CEO · Director · 10% Owner · Other
Period of report
Sep 16, 2013
Accepted (ET)
Feb 23, 2015 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 16, 2013 | C | 25,000 | $0.00 | A | 711,243 | D | |
| Class A Common Stock | Sep 16, 2013 | S | 25,000 | $3.219 | D | 661,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Sep 16, 2013 | C | 25,000 | D | — | — | Class A Common Stock | 25,000 | 4,697,684 | D |
Explanation of responses
- F1Pursuant to the Company's Articles of Incorporation, shares of Class B Common Stock are convertible on a one-for-one basis into Class A Common Stock at any time with no expiration date, and shares of Class B Common Stock convert automatically into an equivalent number of shares of Class A Common Stock upon disposition by Mr. Smulyan of such Class B Common Stock shares.