SEC Form 4 · accession 0001225208-15-001092
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Smulyan
Officer — Chairman and CEO · Director · 10% Owner · Other
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 6, 2015 | S | 228 | $1.90 | D | 243,503 | D | |
| Class A Common StockF1 | Jan 8, 2015 | S | 20,176 | $1.9188 | D | 223,327 | D | |
| Class A Common Stock | holding | — | — | — | 8,441 | I | By 401(k) Plan | |
| Class A Common Stock | holding | — | — | — | 1,231,046 | I | By HSJS, LLC | |
| Class A Common Stock | holding | — | — | — | 11,120 | I | By Trusts for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales disclosed in this Form 4 are pursuant to a 10b5-1 Plan established by Mr. Smulyan to sell up to 100,000 shares of Emmis Common Stock.