SEC Form 4 · accession 0001590453-18-000004
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Daniel Grieder
Officer — CEO Tommy Hilfiger &PVH Europe
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 8,700 | $115.05 | D | 33,569 | D | |
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 1,954 | $124.53 | D | 35,523 | D | |
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 1,650 | $117.71 | D | 37,173 | D | |
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 8,775 | $107.47 | D | 45,948 | D | |
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 8,850 | $99.39 | D | 54,798 | D | |
| Common Stock, $1 par valueF1 | Jun 1, 2018 | M | 4,300 | $101.90 | D | 59,098 | D | |
| Common Stock, $1 par valueF2,F1 | Jun 1, 2018 | S | 43,200 | $158.5983 | D | 15,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $115.05 | Jun 1, 2018 | M | 8,700 | D | — | May 1, 2023 | Common Stock, $1 par value. | 8,700 | 0 | D |
| Option (Right to Buy)F3,F5 | $124.53 | Jun 1, 2018 | M | 1,954 | D | — | Apr 3, 2024 | Common Stock, $1 par value. | 1,954 | 6,146 | D |
| Option (Right to Buy)F3,F6 | $117.71 | Jun 1, 2018 | M | 1,650 | D | — | Jul 1, 2024 | Common Stock, $1 par value. | 1,650 | 550 | D |
| Option (Right to Buy)F3,F7 | $107.47 | Jun 1, 2018 | M | 8,775 | D | — | Apr 2, 2025 | Common Stock, $1 par value. | 8,775 | 2,925 | D |
| Option (Right to Buy)F3,F8 | $99.39 | Jun 1, 2018 | M | 8,850 | D | — | Apr 1, 2026 | Common Stock, $1 par value. | 8,850 | 8,850 | D |
| Option (Right to Buy)F3,F9 | $101.90 | Jun 1, 2018 | M | 4,300 | D | — | Apr 7, 2027 | Common Stock, $1 par value. | 4,300 | 12,900 | D |
Explanation of responses
- F1Includes 15,898 shares of Common Stock subject to awards of restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.50 to $158.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F42,175 options became exercisable on each of 5/1/14, 5/1/15, 5/1/16 and 5/1/17.
- F5This was part of a grant of 8,100 options, 2,025 of which became exercisable on each of 4/3/15, 4/3/16, 4/3/17 and 4/3/18.
- F6This was part of a grant of 2,200 options, 550 of which became exercisable on each of 7/1/15 and 7/1/16, 7/1/17. The remaining 550 options will become exercisable on 7/1/18.
- F7This was part of a grant of 11,700 options, 2,925 of which became exercisable on each of 4/2/16 and 4/2/17 and 4/2/18. The remaining 2,925 options will become exercisable on 4/2/19.
- F8This was part of a grant of 17,700 options, 4,425 of which became exercisable on each of 4/1/17 and 4/1/18. Of the remaining options, 4,425 options will become exercisable on each of 4/1/19 and 4/1/20.
- F9This was part of a grant of 17,200 options, 4,300 of which became exercisable on 4/7/18. Of the remaining options, 4,300 options will become exercisable on each of 4/7/19, 4/7/20 and 4/7/21.