SEC Form 4 · accession 0001320097-17-000004
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Shaffer
Officer — EVP, COO and CFO
Period of report
Jul 6, 2017
Accepted (ET)
Jul 10, 2017 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Jul 6, 2017 | M | 4,825 | $60.08 | A | 34,017 | D | |
| Common Stock, $1 par valueF1 | Jul 6, 2017 | M | 3,500 | $56.04 | A | 37,517 | D | |
| Common Stock, $1 par valueF1 | Jul 6, 2017 | M | 20,800 | $64.97 | A | 58,317 | D | |
| Common Stock, $1 par valueF1 | Jul 6, 2017 | M | 16,400 | $91.88 | A | 74,717 | D | |
| Common Stock, $1 par valueF2,F1 | Jul 6, 2017 | S | 41,125 | $111.2541 | D | 33,592 | D | |
| Common Stock, $1 par valueF3,F1 | Jul 6, 2017 | S | 3,400 | $112.2782 | D | 30,192 | D | |
| Common Stock, $1 par valueF4,F1 | Jul 6, 2017 | S | 1,000 | $112.896 | D | 29,192 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,706 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $60.08 | Jul 6, 2017 | M | 4,825 | D | — | Apr 6, 2020 | Common Stock, $1 par value. | 4,825 | 0 | D |
| Option (Right to Buy)F5,F7 | $56.04 | Jul 6, 2017 | M | 3,500 | D | — | May 27, 2020 | Common Stock, $1 par value. | 3,500 | 0 | D |
| Option (Right to Buy)F5,F8 | $64.97 | Jul 6, 2017 | M | 20,800 | D | — | Apr 7, 2021 | Common Stock, $1 par value. | 20,800 | 0 | D |
| Option (Right to Buy)F5,F9 | $91.88 | Jul 6, 2017 | M | 16,400 | D | — | Apr 5, 2022 | Common Stock, $1 par value. | 16,400 | 0 | D |
Explanation of responses
- F1Includes 18,700 shares of Common Stock subject to awards of restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.73 to $111.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.71 to $112.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.73 to $113.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F6This was part of a grant of 19,300 options, 4,825 of which became exercisable on each of 4/6/11, 4/6/12, 4/6/13 and 4/6/14.
- F7875 options became exercisable on each of 5/27/11, 5/27/12, 5/27/13 and 5/27/14.
- F85,200 options became exercisable on each of 4/7/12, 4/7/13, 4/7/14 and 4/7/15.
- F94,100 options became exercisable on each of 4/5/13, 4/5/14, 4/5/15 and 4/5/16.