SEC Form 4 · accession 0001273999-16-000010
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Kozel
Officer — EVP, Human Resources
Period of report
Oct 12, 2016
Accepted (ET)
Oct 14, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF2 | Oct 12, 2016 | M | 3,000 | $58.60 | A | 26,589 | D | |
| Common Stock, $1 par valueF2 | Oct 12, 2016 | S | 3,000 | $111.9601 | D | 23,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F3 | $58.60 | Oct 12, 2016 | M | 3,000 | D | — | Apr 5, 2017 | Common Stock, $1 par value. | 3,000 | 0 | D |
Explanation of responses
- F1All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F2Includes 4,970 shares of Common Stock subject to awards of restricted stock units.
- F3This was a grant of 3,000 options, 750 of which became exerciseable on each of 4/5/08, 4/5/09. 4/5/10 and 4/5/11.