SEC Form 4 · accession 0001273999-16-000004
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Kozel
Officer — EVP, Cheif HR Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1,F2 | Apr 1, 2016 | A | 2,016 | $0.00 | A | 24,024 | D | |
| Common Stock, $1 par valueF3,F4 | Apr 3, 2016 | F | 112 | $99.39 | D | 23,912 | D | |
| Common Stock, $1 par value | holding | — | — | — | 3,364 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $99.39 | Apr 1, 2016 | A | 5,100 | A | — | Apr 1, 2026 | Common Stock, $1 par value | 5,100 | 5,100 | D |
Explanation of responses
- F1Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (504 shares) on each anniversary of grant. Vested shares are delivered as soon as practicable after they vest.
- F2Includes 6,144 shares of Common Stock subject to awards of restricted stock units.
- F3Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 302 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted.
- F4Includes 5,842 shares of Common Stock subject to awards of restricted stock units.
- F5All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F6Options to acquire 1,275 shares become exercisable on each of 4/1/2017, 4/1/2018, 4/1/2019 and 4/1/2020.