SEC Form 4 · accession 0001245937-18-000005
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis K Duane
Officer — CEO, Heritage Brands & VC, PVH
Period of report
Jun 5, 2018
Accepted (ET)
Jun 6, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Jun 5, 2018 | M | 3,375 | $101.90 | A | 39,755 | D | |
| Common Stock, $1 par valueF1 | Jun 5, 2018 | M | 13,100 | $124.53 | A | 52,855 | D | |
| Common Stock, $1 par valueF1 | Jun 5, 2018 | S | 16,475 | $160.00 | D | 36,380 | D | |
| Common Stock, $1 par value | holding | — | — | — | 1,779 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $101.90 | Jun 5, 2018 | M | 3,375 | D | — | Apr 7, 2027 | Common Stock, $1 par value. | 3,375 | 10,125 | D |
| Option (Right to Buy)F2,F4 | $124.53 | Jun 5, 2018 | M | 13,100 | D | — | Apr 3, 2024 | Common Stock, $1 par value. | 13,100 | 0 | D |
Explanation of responses
- F1Includes 30,471 shares of Common Stock subject to awards of restricted stock units.
- F2All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F3These options were part of a grant of 13,500, 3,375 of which became exercisable on 4/7/18. Of the remaining options, 3,375 options will become exercisable on each of 4/7/19, 4/7/20 and 4/7/21.
- F43,275 options became exercisable on each of 4/3/15, 4/3/16, 4/3/17, and 4/3/18.