SEC Form 4 · accession 0001245937-17-000004

· PVH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Francis K Duane

Officer — CEO, Wholesale Apparel

Period of report

Aug 25, 2017

Accepted (ET)

Aug 29, 2017 · 4:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000078239

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 par value^F1	Aug 25, 2017	M	12,300	$91.88	D	29,812	D
Common Stock, $1 par value^F1	Aug 25, 2017	M	7,600	$107.47	D	37,412	D
Common Stock, $1 par value^F1	Aug 25, 2017	M	4,100	$99.39	D	41,512	D
Common Stock, $1 par value^F2,F1	Aug 25, 2017	S	13,400	$126.0615	D	28,112	D
Common Stock, $1 par value^F3,F1	Aug 25, 2017	S	5,300	$127.4811	D	22,812	D
Common Stock, $1 par value^F4,F1	Aug 25, 2017	S	5,300	$128.2407	D	17,512	D
Common Stock, $1 par value	holding	—	—		—	1,723	I	By 401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F4,F5	$91.88	Aug 25, 2017	M	12,300	D	—	Apr 5, 2022	Common Stock, $1 par value.	12,300	0	D
Option (Right to Buy)^F4,F6	$107.47	Aug 25, 2017	M	7,600	D	—	Apr 2, 2025	Common Stock, $1 par value.	7,600	7,600	D
Option (Right to Buy)^F4,F7	$99.39	Aug 25, 2017	M	4,100	D	—	Apr 1, 2026	Common Stock, $1 par value.	4,100	12,300	D

Explanation of responses

F1Includes 15,254 shares of Common Stock subject to awards of restricted stock units.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.00 to $126.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.2201 to $127.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.07 to $128.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5This was a grant of 16,400 options, 4,100 of which became exerciseable on each of 4/5/13, 4/5/14, 4/5/15 and 4/5/16.
F6This was a grant of 15,200 options, 3,800 of which became exerciseable on each of 4/2/16 and 4/2/17, and 3,800 of which will become exercisable on each of 4/2/18 and 4/2/19.
F7This was a grant of 16,400 options, 4,100 of which became exerciseable on 4/1/17, and 4,100 of which will become exercisable on each of 4/1/18, 4/1/19 and 4/1/20.