SEC Form 4 · accession 0001245937-16-000008
PVH CORP. /DE/ · PVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis K Duane
Officer — CEO, Wholesale Apparel
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Oct 5, 2016 | M | 5,625 | $60.08 | A | 33,148 | D | |
| Common Stock, $1 par valueF1 | Oct 5, 2016 | M | 10,150 | $64.97 | A | 43,298 | D | |
| Common Stock, $1 par valueF2,F1 | Oct 5, 2016 | S | 25,405 | $111.9969 | D | 17,893 | D | |
| Common Stock, Par value $1 | holding | — | — | — | 1,558 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $60.08 | Oct 5, 2016 | M | 5,625 | D | — | Apr 6, 2020 | Common Stock, $1 par value. | 0 | 0 | D |
| Option (Right to Buy)F3,F5 | $64.97 | Oct 5, 2016 | M | 10,150 | D | — | Apr 11, 2021 | Common Stock, $1 par value. | 0 | 0 | D |
Explanation of responses
- F1Includes 15,396 shares of Common Stock subject to awards of restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.76 to $ $112.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3All options exercisable for shares of Issuer's Common Stock, $1 par value.
- F4This was part of a grant of 22,500 options, 5,625 of which became exercisable on each of 4/6/11, 4/6/12, 4/6/13 and 4/6/14.
- F5This was part of a grant of 20,300 options, 5,075 of which became exercisable on each of 4/7/12, 4/7/13, 4/7/14 and 4/7/15.