SEC Form 4/A · accession 0001127602-18-033569
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Chris Franklin
Officer — Chief Executive Officer
Period of report
Nov 14, 2018
Accepted (ET)
Nov 19, 2018 · 7:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock 401kF1 | Nov 14, 2018 | P | 25,421 | $32.86 | A | 32,442 | I | 401k |
| Common Stock | holding | — | — | — | 118,947 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) Represents an open market purchase by the reporting person through his 401(k) plan account. Also includes 126.368 shares added to the reporting person's 401(k) plan since the last Form 4 report. The amendment is being done to clarify that the shares purchased on the open market were purchased via the reporting person's 401(k) plan.