SEC Form 4 · accession 0001127602-17-027375
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Rubin
Officer — Chief Accounting Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 12,499 | $16.15 | A | 80,604 | D | |
| Common Stock | Sep 11, 2017 | S | 12,499 | $34.46 | D | 68,105 | D | |
| Common Stock 401k | holding | — | — | — | 16,782 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.144 | Sep 11, 2017 | M | 12,499 | D | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 12,499 | 0 | D |