SEC Form 4 · accession 0001127602-17-020947
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Scott Fox
Officer — Chief Operating Officer
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 5,750 | $13.72 | A | 18,788 | D | |
| Common Stock | Jun 6, 2017 | S | 5,750 | $32.89 | D | 13,038 | D | |
| Common Stock 401kF1 | holding | — | — | — | 2,085 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.72 | holding | — | — | — | Jan 22, 2011 | Jan 22, 2020 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Company's 401k plan since the last filing.