SEC Form 4 · accession 0001127602-17-009323
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Smeltzer
Officer — Executive VP & CFO
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 9,730 | $0.00 | A | 88,803 | D | |
| Common StockF2 | Feb 27, 2017 | F | 6,867 | $31.1605 | D | 81,936 | D | |
| Common Stock 401k | holding | — | — | — | 28,851 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2014. Represents vesting at 97.3% of target.
- F2Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.