SEC Form 5 · accession 0001127602-17-004368
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Smeltzer
Officer — Executive VP & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | G | 600 | $30.18 | D | 75,101 | D | |
| Common Stock 401kF2 | holding | — | — | — | 28,795 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.
- F2Includes shares acquired under the Company's 401k plan since the last filing.