SEC Form 4 · accession 0001127602-16-048169
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Smeltzer
Officer — Executive VP & CFO
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2016 | A | 4,333 | $32.195 | A | 95,696 | D | |
| Common Stock 401kF3 | holding | — | — | — | 28,086 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 21, 2019.
- F2Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.
- F3Includes shares acquired under the Company's 401k plan since the last filing.