SEC Form 4 · accession 0001127602-16-046598
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Rubin
Officer — Chief Accounting Officer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 16, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | M | 9,375 | $15.30 | A | 74,243 | D | |
| Common Stock | Mar 15, 2016 | S | 9,375 | $31.6812 | D | 64,868 | D | |
| Common Stock 401kF1 | holding | — | — | — | 15,848 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $15.30 | Mar 15, 2016 | M | 9,375 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Company's 401k plan since the last filing.