SEC Form 4 · accession 0001127602-16-045299
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Smeltzer
Officer — Executive VP & CFO
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 10,000 | $13.72 | A | 101,362 | D | |
| Common Stock | Mar 3, 2016 | S | 10,000 | $31.42 | D | 91,362 | D | |
| Common Stock 401kF1 | holding | — | — | — | 28,059 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.72 | Mar 3, 2016 | M | 10,000 | D | Jan 22, 2011 | Jan 22, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Company's 401k plan since the last filing.