SEC Form 4 · accession 0001127602-16-044302
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Paul Luning
Officer — Sr. VP, General Counsel & Sec
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2016 | A | 5,202 | $0.00 | A | 32,270 | D | |
| Common StockF3 | Feb 27, 2016 | F | 2,436 | $31.135 | D | 29,834 | D | |
| Common Stock 401kF4 | holding | — | — | — | 908 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2013. Represents vesting at 115.6% of target.
- F2Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.
- F3Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.
- F4Includes additional shares acquired under the Company's 401k plan since the last filing.