SEC Form 4 · accession 0001127602-16-038562
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Franklin
Officer — Chief Executive Officer
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2016 | M | 12,499 | $23.57 | A | 71,754 | D | |
| Common StockF1 | Jan 27, 2016 | F | 10,265 | $30.13 | D | 61,489 | D | |
| Common Stock 401kF2 | holding | — | — | — | 6,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $23.57 | Jan 27, 2016 | M | 12,499 | D | Mar 7, 2007 | Mar 7, 2016 | Common Stock | 12,499 | 0 | D |
Explanation of responses
- F1Shares disposed of as part of a stock swap to exercise stock options.
- F2Includes additional shares acquired under the Company's 401k plan since the last filing.