SEC Form 4 · accession 0001127602-15-029355
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ross
Officer — Sr. VP Engineering and Environ
Period of report
Oct 16, 2015
Accepted (ET)
Oct 20, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2015 | M | 5,515 | $18.61 | A | 34,813 | D | |
| Common StockF1 | Oct 16, 2015 | S | 5,515 | $28.00 | D | 29,298 | D | |
| Common StockF1 | Oct 16, 2015 | S | 3,928 | $28.00 | D | 25,370 | D | |
| Common Stock 401kF2 | holding | — | — | — | 5,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $18.61 | Oct 16, 2015 | M | 5,515 | D | Feb 27, 2008 | Feb 27, 2017 | Common Stock | 5,515 | 34,813 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were executed under a Rule 10b5-1(b) trading plan, dated June 11, 2015
- F2Includes additional shares acquired under the Company's 401k plan since the last filing.