SEC Form 4 · accession 0001127602-15-025636
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Paul Luning
Officer — Sr. VP, General Counsel & Sec
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | M | 5,927 | $18.61 | A | 32,846 | D | |
| Common Stock | Aug 19, 2015 | M | 6,250 | $15.30 | A | 39,096 | D | |
| Common Stock | Aug 19, 2015 | M | 12,500 | $13.72 | A | 51,596 | D | |
| Common StockF1 | Aug 19, 2015 | S | 24,677 | $27.00 | D | 26,919 | D | |
| Common Stock 401k | holding | — | — | — | 774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $18.61 | Aug 19, 2015 | M | 5,927 | D | Feb 22, 2008 | Feb 22, 2017 | Common Stock | 5,927 | 5,927 | D |
| Stock Options (Right to Buy) | $15.30 | Aug 19, 2015 | M | 6,250 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 6,250 | 6,250 | D |
| Stock Options (Right to Buy) | $13.72 | Aug 19, 2015 | M | 12,500 | D | Jan 22, 2011 | Jan 22, 2020 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were executed under a Rule 10b5-1(b) trading plan, dated June, 11 2015.