SEC Form 4 · accession 0001127602-15-025201
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Paul Luning
Officer — Sr. VP, General Counsel & Sec
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 1,091 | $23.57 | A | 28,010 | D | |
| Common StockF1 | Aug 17, 2015 | S | 1,091 | $26.75 | D | 26,919 | D | |
| Common Stock 401kF2 | holding | — | — | — | 774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $23.57 | Aug 17, 2015 | M | 1,091 | D | Mar 7, 2007 | Mar 7, 2016 | Common Stock | 1,091 | 1,091 | D |
Explanation of responses
- F1Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.
- F2Includes additional shares acquired under the Company's 401k plan since the last filing.