SEC Form 4 · accession 0001127602-15-016115
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Smeltzer
Officer — Executive VP & CFO
Period of report
May 4, 2015
Accepted (ET)
May 4, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 18,750 | $15.30 | A | 104,358 | D | |
| Common StockF1 | May 4, 2015 | S | 18,750 | $27.00 | D | 85,608 | D | |
| Common Stock 401kF2 | holding | — | — | — | 27,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $15.30 | May 4, 2015 | M | 18,750 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 18,750 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were executed under a Rule 10b5-1(b) trading plan, dated March 6, 2015.
- F2Includes additional shares acquired under the Company's 401k plan since the last filing.