SEC Form 4 · accession 0001127602-15-008674
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Franklin
Officer — Exec. VP & COO Reg. Ops
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | A | 13,680 | $0.00 | A | 67,252 | D | |
| Common StockF2 | Feb 24, 2015 | F | 5,636 | $26.5275 | D | 61,616 | D | |
| Common Stock 401kF3 | holding | — | — | — | 5,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/24/2012. Represents vesting at 152% of target.
- F2Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.
- F3Includes additional shares acquired under the Company's 401k plan since the last filing.