SEC Form 4/A · accession 0001127602-15-004065
Essential Utilities, Inc. · WTRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nicholas Debenedictis
Officer — CHAIRMAN & PRESIDENT · Director
Period of report
Feb 25, 2014
Accepted (ET)
Feb 3, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2014 | A | 27,000 | $0.00 | A | 316,339 | D | |
| Common StockF2,F3 | Feb 27, 2014 | A | 11,500 | $0.00 | A | 327,839 | D | |
| Common Stock - Ownership By Trust | holding | — | — | — | 131,030 | I | Trust | |
| Common Stock - Ownership By Trust | holding | — | — | — | 148,115 | I | Trust - Spouse | |
| Common Stock - IRA | holding | — | — | — | 5,180 | D | ||
| Common Stock - IRA | holding | — | — | — | 4,141 | I | IRA - Spouse | |
| Common Stock 401k | holding | — | — | — | 19,703 | I | 401k | |
| Common Stock Ownership By Spouse | holding | — | — | — | 80,350 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/25/2011. Represents vesting at 150% of target.
- F2Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on June 30, 2015.
- F3This Form 4/A is being filed to correct the reporting person's holdings beneficially owned following the reported transactions.