SEC Form 4 · accession 0001127602-18-026256
ITRON, INC. · ITRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Mezey
Officer — President and CEO · Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000780571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | M | 16,694 | $35.05 | A | 93,341 | D | |
| Common StockF2 | Aug 22, 2018 | S | 2,168 | $65.00 | D | 91,173 | D | |
| Common StockF2 | Aug 22, 2018 | S | 10,659 | $65.01 | D | 80,514 | D | |
| Common StockF2 | Aug 22, 2018 | S | 2,000 | $65.093 | D | 78,514 | D | |
| Common StockF2 | Aug 22, 2018 | S | 1,867 | $65.217 | D | 76,647 | D | |
| Common Stock | holding | — | — | — | 53,354 | I | Held in trust with reporting person and spouse as co-trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $35.05 | Aug 22, 2018 | M | 16,694 | D | — | Feb 21, 2024 | Common Stock | 16,694 | 25,569 | D |
Explanation of responses
- F1Represents the number of stock options exercised under a Rule 10b5-1 Trading Plan entered into previously.
- F2Represents the number of shares sold under a Rule 10b5-1 Trading Plan entering into previously.
- F3This award was granted on February 21, 2014 with one-third of the option becoming exercisable on each of February 21, 2015, February 21, 2016, and February 21, 2017.