SEC Form 4 · accession 0001127602-18-016274
ITRON, INC. · ITRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Mezey
Officer — President and CEO · Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000780571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | M | 16,694 | $35.05 | A | 93,341 | D | |
| Common StockF2 | May 1, 2018 | S | 709 | $65.00 | D | 92,632 | D | |
| Common StockF2 | May 1, 2018 | S | 100 | $65.025 | D | 92,532 | D | |
| Common StockF2 | May 1, 2018 | S | 1,686 | $65.05 | D | 90,846 | D | |
| Common StockF2 | May 1, 2018 | S | 1,400 | $65.075 | D | 89,446 | D | |
| Common StockF2 | May 1, 2018 | S | 4,018 | $65.10 | D | 85,428 | D | |
| Common StockF2 | May 1, 2018 | S | 1,700 | $65.125 | D | 83,728 | D | |
| Common StockF2 | May 1, 2018 | S | 1,495 | $65.15 | D | 82,233 | D | |
| Common StockF2 | May 1, 2018 | S | 330 | $65.175 | D | 81,903 | D | |
| Common StockF2 | May 1, 2018 | S | 2,005 | $65.20 | D | 79,898 | D | |
| Common StockF2 | May 1, 2018 | S | 300 | $65.225 | D | 79,598 | D | |
| Common StockF2 | May 1, 2018 | S | 725 | $65.25 | D | 78,873 | D | |
| Common StockF2 | May 1, 2018 | S | 500 | $65.325 | D | 78,373 | D | |
| Common StockF2 | May 1, 2018 | S | 331 | $65.35 | D | 78,042 | D | |
| Common StockF2 | May 1, 2018 | S | 800 | $65.375 | D | 77,242 | D | |
| Common StockF2 | May 1, 2018 | S | 295 | $65.40 | D | 76,947 | D | |
| Common StockF2 | May 1, 2018 | S | 300 | $65.425 | D | 76,647 | D | |
| Common Stock | holding | — | — | — | 53,354 | I | Held in trust with reporting person and spouse as co-trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $35.05 | May 1, 2018 | M | 16,694 | D | — | Feb 21, 2024 | Common Stock | 16,694 | 42,263 | D |
Explanation of responses
- F1Represents the number of stock options exercised under a Rule 10b5-1 Trading Plan entered into previously.
- F2Represents number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.
- F3This award was granted on February 21, 2014 with one-third of the option becoming exercisable on each of February 21, 2015, February 21, 2016, and February 21, 2017.