SEC Form 4 · accession 0001127602-17-008801
ITRON, INC. · ITRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Mezey
Officer — President and CEO · Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000780571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | A | 48,955 | $0.00 | A | 140,040 | D | |
| Common Stock | Feb 23, 2017 | A | 12,204 | $0.00 | A | 152,244 | D | |
| Common StockF1 | Feb 23, 2017 | S | 5,426 | $63.85 | D | 146,818 | D | |
| Common StockF2 | holding | — | — | — | 53,354 | I | Shares transferred into trust with reporting person and spouse as co-trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $65.55 | Feb 23, 2017 | A | 36,322 | A | — | Feb 23, 2027 | Common Stock | 36,322 | 36,322 | D |
Explanation of responses
- F1Represents number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.
- F2Represents shares held indirectly in trust; the remaining 93,464 shares owned as of the date of this report are held directly by the reporting person.
- F3One-third of the option is exercisable on each of February 23, 2018, February 23, 2019 and February 23, 2020.