SEC Form 4 · accession 0000921895-16-003882
ITRON, INC. · ITRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome J. Lande
Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000780571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | J | 3,030 | $0.00 | A | 4,848 | D | |
| Common StockF1 | Mar 28, 2016 | J | 920,309 | $0.00 | D | 0 | I | Coppersmith Entities |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to the March 28, 2016 transaction, Mr. Lande, as the Managing Member of each of Coppersmith Capital Partners, LLC ("Coppersmith Partners") and Coppersmith Capital Management, LLC ("Coppersmith Capital") may have been deemed the beneficial owner of (a) 160,000 shares beneficially owned by Coppersmith Value Partners II, LP ("Partners LP"), of which Coppersmith Partners is the general partner and Coppersmith Capital is the Investment Manager, and (b) 760,309 shares held in certain managed accounts (together with Coppersmith Partners, Coppersmith Capital, and Partners LP the "Coppersmith Entities") for which Coppersmith Capital is the Investment Manager. Mr. Lande had disclaimed beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Represents shares acquired by Mr. Lande in connection with a pro rata distribution from the Coppersmith Entities to their respective partners and members.
- F3Represents a pro rata distribution of shares from the Coppersmith Entities to their respective partners and members.