SEC Form 4 · accession 0001225208-18-004679
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Susman
Officer — Executive Vice President
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | A | 43,042 | $0.00 | A | 191,505 | D | |
| Common StockF2 | Feb 26, 2018 | F | 22,907 | $37.09 | D | 168,598 | D | |
| Common Stock | Feb 27, 2018 | S | 500 | $37.06 | D | 168,098 | D | |
| Common Stock | Feb 27, 2018 | S | 2,868 | $37.05 | D | 165,230 | D | |
| Common Stock | Feb 27, 2018 | S | 3,300 | $37.04 | D | 161,930 | D | |
| Common Stock | Feb 27, 2018 | S | 13,182 | $37.02 | D | 148,748 | D | |
| Common Stock | Feb 27, 2018 | S | 13,518 | $37.03 | D | 135,230 | D | |
| Common Stock | holding | — | — | — | 646 | I | By Rule 16b-3 Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
- F2The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).