SEC Form 4 · accession 0001225208-18-004659
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mikael Dolsten
Officer — President R&D
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | A | 86,086 | $0.00 | A | 201,858 | D | |
| Common StockF2 | Feb 26, 2018 | F | 42,157 | $37.09 | D | 159,701 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $37.07 | D | 159,601 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $37.02 | D | 159,501 | D | |
| Common Stock | Feb 27, 2018 | S | 7,844 | $37.05 | D | 151,657 | D | |
| Common Stock | Feb 27, 2018 | S | 9,132 | $37.06 | D | 142,525 | D | |
| Common Stock | Feb 27, 2018 | S | 22,291 | $37.04 | D | 120,234 | D | |
| Common Stock | Feb 27, 2018 | S | 25,120 | $37.03 | D | 95,114 | D | |
| Common Stock | holding | — | — | — | 1,573 | I | By Rule 16b-3 Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
- F2The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).