SEC Form 4 · accession 0000930413-15-004294
ARK RESTAURANTS CORP · ARKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lawrence Weinstein
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Nov 4, 2015
Accepted (ET)
Nov 12, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000779544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 4, 2015 | G | 113,500 | — | D | 985,569 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 4, 2015 Michael Weinstein assigned a 50% interest in 227,000 shares beneficially owned by him to the Weinstein Family 2015 Trust u/a/d May 26, 2015. Mr. Weinstein is neither a trustee nor a beneficiall owner of this trust for his children and disclaims beneficial ownership of these shares.
- F2Includes 3,649 shares owned by The Weinstein Foundation, a private foundation that Mr. Weinstein acts as trustee and has shared investment and voting power of an aggregate of 2,400 shares owned by his minor children. This does not include 46,375 in shares issuable pursuant to stock options of which 35,687 options are currently exercisable.