SEC Form 4 · accession 0000930413-15-003684
ARK RESTAURANTS CORP · ARKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Pascal
Officer — Senior Vice President · Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 14, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000779544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | M | 4,000 | $12.04 | A | 41,108 | D | |
| Common Stock | Sep 2, 2015 | S | 4,000 | $25.00 | D | 37,108 | D | |
| Common Stock | Sep 8, 2015 | M | 4,000 | $12.04 | A | 41,108 | D | |
| Common Stock | Sep 8, 2015 | S | 4,000 | $25.00 | D | 37,108 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $12.04 | Sep 2, 2015 | M | 4,000 | D | May 7, 2010 | May 6, 2019 | Common Stock | 4,000 | 13,500 | D |
| Stock Option | $12.04 | Sep 8, 2015 | M | 4,000 | D | May 7, 2010 | May 6, 2019 | Common Stock | 4,000 | 9,500 | D |